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K6. Summary disposal of cases or issues in cases

K6.1. The changes proposed and their aims

299. Two major objectives lie beneath the Lord Woolf's proposals regarding the summary disposal of actions.
299.1 First, he argued that cases which have no real prospects of success, whether mounted by plaintiff or defendant, should be eliminated at an early stage. (Note 241) This involves adopting a lower standard for elimination. Instead of requiring the plaintiff to show that a defendant has no arguable defence before granting him summary judgment, it should be enough to show that the defendant has no real prospect of success in his defence.
299.2 Secondly, before the CPR in England and Wales (as is presently the case in Hong Kong), different rules and standards applied depending on whether the application was :-
(a) for setting aside a default judgment (HCR Order 13, rule 9),
(b) for summary judgment and determination of a point of law (HCR Orders 14, 14A and Order 86); or,
(c) for striking out pleadings for no cause of action (HCR Order 18, rule 19).
299.3 Lord Woolf favoured a single test - in substance a "no real prospect of success" test - in all procedural contexts where summary disposal of the proceedings or any issue in the proceedings may ensue. As his Lordship puts it :-
"The test for making an order would be that the court considered that a party had no realistic prospect of succeeding at trial on the whole case or on a particular issue. A party seeking to resist such an order would have to show more than a merely arguable case; it would have to be one which he had a real prospect of winning. Exceptionally the court could allow a case or an issue to continue although it did not satisfy this test, if it considered that there was a public interest in the matter being tried."  (Note 242)
299.4 Those were objectives which found support in Victoria (Note 243) and in Western Australia. (Note 244)
300. Use of these powers were to be facilitated by procedural enhancements. These are changes :-
* Allowing the court to initiate the procedure of its own motion and at any time when reviewing the case.
* Allowing either party to initiate the procedure from the very beginning. Thus, a plaintiff can issue an application at the same time as serving his statement of case and a defendant can do so even before filing a defence.
* Allowing the court to allow oral or written evidence to be adduced if adopting that course could dispose of the case more economically than at a full trial. (Note 245)

 

Notes

241 WIR, p 37, §17; WFR, p 123,§32.  <back>
242 WFR, p 123, §34.   <back>
243 GTC, p 120.  <back>
244 WAR - Recommendation 98.  <back>
245 WFR, p 124, §36.  <back>


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