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K14. Interlocutory applications

K14.1. The problems and countermeasures

426. Contested interlocutory hearings introduce substantial delays and increases in costs. Such hearings are, of course, sometimes inevitable. One party may reasonably consider itself entitled to a certain procedural benefit to ensure fairness of the trial whereas the opposition may, with equal reasonableness, disagree. Such applications, if proportionate to the needs of the case, are unobjectionable and nothing should be done to deter parties from making them.
427. However, interlocutory applications can also present an opportunity for abuse. One party may seek to make repeated use of such applications as a tactical weapon, pumping up costs and inducing delays. (Note 382) In other cases, the excesses of the adversarial system may lead to furious - and costly - interlocutory contests going from master to judge to Court of Appeal, but bringing the parties little benefit in terms of progressing the substantive dispute.
428. Sometimes unnecessary interlocutory applications result from poor organization or incompetence so that a matter which should obviously have been dealt with by agreement from the outset has not been agreed. Often the ill-prepared party eventually comes to realise that resistance cannot be justified, but only at the courtroom door, after a summons has been issued, the court has set aside time for the hearing and costs have been incurred. Mr Martin Rogers describes such experiences and their effects as follows :-
"Interlocutory applications, for example for further and better particulars, are usually listed for a short initial hearing (in the 'three minutes list') but then adjourned for argument to a much longer hearing before a Master, for example for an hour long hearing. Typically such an adjourned hearing will not take place for several weeks, if not one or two months, because of the heavy workload of the Master. Frequently, one then finds that shortly before the adjourned hearing the opposing party agrees to the order sought, or at least a substantial part of it. The result is then that there has been an unnecessary delay. This only has to happen twice in the early stages of a case to cause several months' delay." (Note 383)
429. Three main objectives may be pursued in response to such problems. First, reforms may aim to reduce the number of times when interlocutory applications are required. Secondly, where they cannot be avoided, reforms may aim at streamlining the process for dealing with applications. Thirdly, more effective sanctions against misuse of interlocutory applications, deliberate or otherwise, could be introduced. These strategies are adopted in the CPR. Readers are asked whether similar strategies, discussed in greater detail below, ought to be adopted in Hong Kong: Proposals 30 to 32.

 

Notes

382 WIR, p 14, ยง41.  <back>
383 W&B, p 239.  <back>


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